Arkansas Securities Department

The Arkansas Securities Department The Arkansas Securities Department provides responsible oversight of securities and financial industries in Arkansas while simultaneously working to protect consumers and educate investors. In this capacity, the Department regulates a variety of financial services, products, and professionals. Established in 1959, the Department's statutory duties have evolved over the years. Today, the Department is responsible for oversight of the securities industry, non-depository mortgage lending industry, money services industry, state-chartered credit union industry, and state-chartered savings and loan industry in Arkansas. Mission Statement & Strategic Plan Promote an environment in which the securities and financial markets within the department’s jurisdiction function efficiently and without unnecessary regulatory impediments and in which the Department protects the financial well-being of Arkansas citizens through effective consumer protection and education.